Filing Details
- Accession Number:
- 0001392941-14-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-21 17:41:44
- Reporting Period:
- 2014-11-19
- Filing Date:
- 2014-11-21
- Accepted Time:
- 2014-11-21 17:41:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375365 | Super Micro Computer Inc. | SMCI | Electronic Computers (3571) | 770353939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392941 | Sara Chiu-Chu Liang Liu | Super Micro Computer, Inc. 980 Rock Ave. San Jose CA 95131 | Vp Of Operations & Treasurer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-19 | 75,000 | $3.08 | 7,384,561 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2014-11-19 | 75,000 | $33.64 | 7,309,561 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2014-11-20 | 75,000 | $3.08 | 7,384,561 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2014-11-20 | 75,000 | $33.08 | 7,309,561 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-19 | 75,000 | $0.00 | 75,000 | $3.08 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-20 | 75,000 | $0.00 | 75,000 | $3.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 75,000 | 2014-12-28 | No | 4 | M | Indirect | |
| 0 | 2014-12-28 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 495,620 | Direct | |
| Common Stock | 15,000 | Indirect | As Trustee for Green EarthCharitable Trust |
| Common Stock | 6,100 | Indirect | By child A |
| Common Stock | 6,100 | Indirect | By child B |
| Common Stock | 6,100 | Indirect | By child C |
| Common Stock | 6,100 | Indirect | By child D |
| Common Stock | 6,100 | Indirect | By child E |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.24 to $34.24, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Spouse of the reporting person on August 28, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.31 to $33.42, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- The stock option is fully vested.
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