Filing Details

Accession Number:
0001209191-14-070672
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-21 17:30:33
Reporting Period:
2014-11-19
Filing Date:
2014-11-21
Accepted Time:
2014-11-21 17:30:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924717 Surmodics Inc SRDX Surgical & Medical Instruments & Apparatus (3841) 411356149
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1506586 J. Timothy Arens 9924 West 74Th Street
Eden Prairie MN 55344
Vp-Corporate Dev. And Strategy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-19 10,330 $9.25 16,722 No 4 M Direct
Common Stock Disposition 2014-11-19 10,330 $21.02 6,392 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-11-19 10,330 $0.00 10,330 $9.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,444 2017-11-30 No 4 M Direct
Footnotes
  1. Reflects the weighted average price of 10,330 shares of common stock of Surmodics, Inc. sold by the reporting person in multiple transactions on November 19, 2014 with sale prices ranging from $20.90 to $21.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The award vests in four equal installments on each of the first four anniversaries of the November 30, 2010 grant date.