Filing Details
- Accession Number:
- 0001209191-14-070672
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-21 17:30:33
- Reporting Period:
- 2014-11-19
- Filing Date:
- 2014-11-21
- Accepted Time:
- 2014-11-21 17:30:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
924717 | Surmodics Inc | SRDX | Surgical & Medical Instruments & Apparatus (3841) | 411356149 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1506586 | J. Timothy Arens | 9924 West 74Th Street Eden Prairie MN 55344 | Vp-Corporate Dev. And Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-19 | 10,330 | $9.25 | 16,722 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-19 | 10,330 | $21.02 | 6,392 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-19 | 10,330 | $0.00 | 10,330 | $9.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,444 | 2017-11-30 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price of 10,330 shares of common stock of Surmodics, Inc. sold by the reporting person in multiple transactions on November 19, 2014 with sale prices ranging from $20.90 to $21.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The award vests in four equal installments on each of the first four anniversaries of the November 30, 2010 grant date.