Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001144204-14-070419)

Filing Details

Accession Number:: 0001144204-14-070419
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-21 16:48:42
Reporting Period:: 2014-11-19

Filing Date:: 2014-11-21
Accepted Time:: 2014-11-21 16:48:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571329	Capitala Finance Corp.	CPTA	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1230756	Hunt Markham Broyhill	C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-11-19	15,000	$18.85	57,000	No	4	P	Indirect	via BMC Fund Inc.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	via BMC Fund Inc.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	66,027	Direct
Common Stock	13,580	Indirect	via Broyhill Family Foundation Inc.
Common Stock	134,857	Indirect	via Claron Investments, LP
Common Stock	37,764	Indirect	via Broyhill Investments, Inc.
Common Stock	6,993	Indirect	via Hibriten Investments of N.C. Limited Partnership