Filing Details
- Accession Number:
- 0000092380-14-000165
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-21 16:47:24
- Reporting Period:
- 2014-11-19
- Filing Date:
- 2014-11-21
- Accepted Time:
- 2014-11-21 16:47:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 92380 | Southwest Airlines Co | LUV | Air Transportation, Scheduled (4512) | 741563240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558014 | Tammy Romo | Southwest Airlines Co. 2702 Love Field Drive Dallas TX 75235 | Sr Vp Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-19 | 9,687 | $12.18 | 102,916 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-19 | 1,294 | $39.30 | 101,622 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-19 | 2,900 | $39.31 | 98,722 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-19 | 106 | $39.31 | 98,616 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-19 | 187 | $39.33 | 98,429 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-19 | 200 | $39.34 | 98,229 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-19 | 800 | $39.35 | 97,429 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-19 | 1,200 | $39.47 | 96,229 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-19 | 3,000 | $39.49 | 93,229 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-19 | 2,625 | $6.75 | 95,854 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-19 | 2,625 | $39.28 | 93,229 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-19 | 3,449 | $6.75 | 96,678 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-19 | 590 | $39.40 | 96,088 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-19 | 9,687 | $0.00 | 9,687 | $12.18 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-19 | 6,074 | $0.00 | 6,074 | $6.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-31 | No | 4 | M | Direct | |
| 0 | 2019-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,294 | Indirect | By ProfitSharing Plan |
Footnotes
- Holdings reflect exempt transactions under the Issuer's ProfitSharing Plan.
- The option was 100% vested at the time of exercise.
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