Filing Details
- Accession Number:
- 0001378706-14-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-21 15:50:32
- Reporting Period:
- 2014-11-21
- Filing Date:
- 2014-11-21
- Accepted Time:
- 2014-11-21 15:50:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378706 | American Dg Energy Inc | ADGE | Electric, Gas & Sanitary Services (4900) | 043569304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1067838 | W John Rowe | 3 First National Plaza 70 West Madison, Suite 5770 Chicago IL 60602 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-21 | 7,500 | $0.71 | 7,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $0.75 | 2024-11-18 | 20,000 | 20,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $1.54 | 2023-10-22 | 80,000 | 80,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-11-18 | 20,000 | 20,000 | Direct |
| 2023-10-22 | 80,000 | 80,000 | Direct |
Footnotes
- This option is exercisable in four equal installments. The first installment becomes exercisable on November 18, 2015, and the next three installments become exercisable on November 18, 2016, November 18, 2017, November 18, 2018, respectively.
- This option is exercisable in four equal installments. The first installment becomes exercisable on October 15, 2014, and the next three installments become exercisable on October 15, 2015, October 15, 2016, October 15, 2017, respectively.
Billionaire Hedge Funds
