Filing Details
- Accession Number:
- 0001181580-14-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-21 12:08:43
- Reporting Period:
- 2014-11-19
- Filing Date:
- 2014-11-21
- Accepted Time:
- 2014-11-21 12:08:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718332 | Pizza Inn Holdings Inc | PZZI | Wholesale-Groceries & Related Products (5140) | 453189287 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1432447 | E. Randall Gier | 3551 Plano Parkway The Colony TX 75056 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-19 | 7,500 | $6.67 | 52,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-11-19 | 30,000 | $0.00 | 30,000 | $8.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2024-09-25 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $8.16 | 2023-11-06 | 15,000 | 15,000 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $2.56 | 2022-11-08 | 230,000 | 230,000 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $2.56 | 2022-11-08 | 45,200 | 120,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-11-06 | 15,000 | 15,000 | Direct |
| 2022-11-08 | 230,000 | 230,000 | Direct |
| 2022-11-08 | 45,200 | 120,000 | Direct |
Footnotes
- Represents the weighted average purchase price of transactions effected at prices ranging from $6.61 per share to $6.76 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Represents employee stock options conditionally granted on September 25, 2014, and exercisable as to 10%, 20%, 30% and 40% of shares on September 25, 2015, 2016, 2017 and 2018, respectively.
- Represents employee stock options conditionally granted on November 6, 2013, and exercisable as to 10%, 20%, 30% and 40% of shares on November 6, 2014, 2015, 2016 and 2017, respectively.
- Represents employee stock options exercisable as to 23,000, 46,000, 69,000 and 92,000 shares on November 8, 2013, 2014, 2015 and 2016, respectively.
- Represents employee stock options conditionally granted on November 8, 2012, and exercisable as to 10%, 20%, 30% and 40% of shares on November 8, 2013, 2014, 2015 and 2016, respectively.
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