Home > Insider Trading > Filing (0001209191-14-070549)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1311538	Castle Brands Inc	ROX	Beverages (2080)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1448587	Micaela Pallini	Via Tiburtina, 1314 Roma L6 L6		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-11-18	25,475	$0.35	25,475	No	4	M	Direct
Common Stock	Disposition	2014-11-18	25,475	$1.80	0	No	4	S	Direct
Common Stock	Acquisiton	2014-11-20	19,020	$0.35	19,020	No	4	M	Direct
Common Stock	Disposition	2014-11-20	19,020	$1.80	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2014-11-18	25,475	$0.00	25,475	$0.35
Common Stock	Stock Option (Right to Buy)	Disposition	2014-11-20	19,020	$0.00	19,020	$0.35

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
74,525		2018-11-03	No	4	M	Direct
55,505		2018-11-03	No	4	M	Direct

Footnotes

The price reported represents the weighted average price per share. These securities were sold in multiple open market transactions at prices ranging from $1.80 to $1.81. The Reporting Person undertakes to provide the staff of the SEC, the issuer, or a shareholder of the issuer, upon request, the number of shares purchased at each separate price within the range listed above.
The option vested in four equal installments on November 3, 2009, 2010, 2011 and 2012.