Filing Details
- Accession Number:
- 0001181431-14-036999
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-20 21:19:03
- Reporting Period:
- 2014-11-18
- Filing Date:
- 2014-11-20
- Accepted Time:
- 2014-11-20 21:19:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910406 | Hain Celestial Group Inc | HAIN | Food And Kindred Products (2000) | 223240619 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
922748 | D Irwin Simon | C/O The Hain Celestial Group, Inc. 1111 Marcus Avenue Lake Success NY 11042 | Pres., Ceo & Chairman Of Bd | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-18 | 20,000 | $107.89 | 69,816 | No | 4 | S | Indirect | By trust |
Common Stock | Acquisiton | 2014-11-18 | 95,000 | $30.35 | 824,661 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-18 | 95,000 | $107.82 | 729,661 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-19 | 100,000 | $30.35 | 829,661 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-19 | 100,000 | $107.27 | 729,661 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-20 | 30,000 | $30.35 | 759,661 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-20 | 30,000 | $106.75 | 729,661 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By trust |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-18 | 95,000 | $0.00 | 95,000 | $30.35 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-19 | 100,000 | $0.00 | 100,000 | $30.35 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-20 | 30,000 | $0.00 | 30,000 | $30.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
377,671 | 2015-04-01 | No | 4 | M | Direct | |
277,671 | 2015-04-01 | No | 4 | M | Direct | |
247,671 | 2015-04-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,070 | Indirect | By spouse |
Footnotes
- Represents the weighted average sale price of the common stock sold by the trust on 11/18/2014. The range of stock prices was $107.40 to $108.49. Upon request, Mr. Simon will provide the Commission staff, Issuer or a security holder of the Issuer with information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price of the common stock sold by Mr. Simon on 11/18/2014. The range of stock prices was $107.30 to $109.08. Upon request, Mr. Simon will provide the Commission staff, Issuer or a security holder of the Issuer with information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price of the common stock sold by Mr. Simon on 11/19/2014. The range of stock prices was $106.63 to $108.36. Upon request, Mr. Simon will provide the Commission staff, Issuer or a security holder of the Issuer with information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price of the common stock sold by Mr. Simon on 11/20/2014. The range of stock prices was $105.86 to $107.50. Upon request, Mr. Simon will provide the Commission staff, Issuer or a security holder of the Issuer with information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 472,671 shares, became exercisable in four equal annual installments beginning on April 1, 2009, which was the first anniversary of the date on which the option was granted. The option expires on April 1, 2015.
- Mr. Simon disclaims beneficial ownership of the common stock held by his spouse, Daryl Simon.