Filing Details
- Accession Number:
- 0001571049-14-006676
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-20 21:18:32
- Reporting Period:
- 2014-11-20
- Filing Date:
- 2014-11-20
- Accepted Time:
- 2014-11-20 21:18:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
744452 | Applied Dna Sciences Inc | APDN | Services-Miscellaneous Business Services (7380) | 592262718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1624610 | Iii John Bitzer | 50 Health Sciences Drive Stony Brook NY 11790 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-20 | 76,923 | $3.24 | 1,156,436 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2014-11-20 | 76,923 | $0.01 | 76,923 | $3.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
76,923 | 2019-11-20 | No | 4 | P | Indirect |
Footnotes
- Represents shares of the issuer's common stock and warrants purchased at the public offering price of $3.24 per common share and $0.01 per Warrant.
- These shares of common stock and warrants to purchase common stock are owned by Delabarta, Inc., a partnership administered by Mr. Bitzer for which his revocable trust is a partner. Mr. Bitzer disclaims beneficial ownership of the shares held by Delabarta, Inc. except to the extent of his pecuniary interest therein.
- These warrants are fully exercisable.