Filing Details
- Accession Number:
- 0001209191-14-070482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-20 19:52:47
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-20
- Accepted Time:
- 2014-11-20 19:52:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578348 | Cm Finance Inc | CMFN | () | 462883380 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498608 | Michael Mauer | C/O Cm Finance Inc 601 Lexington Ave, 26Th Floor New York NY 10022 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-17 | 2,500 | $12.70 | 77,174 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-17 | 1,425 | $12.62 | 78,599 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-18 | 4,000 | $12.60 | 82,599 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Includes 0.053 shares acquired under the CM Finance Inc dividend reinvestment plan.