Filing Details

Accession Number:
0001375852-14-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-20 19:45:45
Reporting Period:
2014-11-20
Filing Date:
2014-11-20
Accepted Time:
2014-11-20 19:45:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883984 Icu Medical Inc ICUI Surgical & Medical Instruments & Apparatus (3841) 330022692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1375852 E Scott Lamb 951 Calle Amanecer
San Clemente CA 92673
Secretary, Treasurer, No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-20 7,300 $28.39 9,699 No 4 X Direct
Common Stock Acquisiton 2014-11-20 10,000 $25.51 19,699 No 4 X Direct
Common Stock Acquisiton 2014-11-20 20,000 $35.00 39,699 No 4 X Direct
Common Stock Acquisiton 2014-11-20 8,581 $40.96 48,280 No 4 X Direct
Common Stock Disposition 2014-11-20 45,881 $81.32 2,399 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 X Direct
No 4 X Direct
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-11-20 10,000 $0.00 10,000 $25.51
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-11-20 7,300 $0.00 7,300 $28.39
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-11-20 20,000 $0.00 20,000 $35.00
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-11-20 8,581 $0.00 8,581 $40.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-03-11 2018-03-11 No 4 X Direct
2,700 2013-07-22 2018-07-22 No 4 X Direct
0 2012-08-14 2017-08-14 No 4 X Direct
0 2006-08-08 2016-08-08 No 4 X Direct
Footnotes
  1. The price recorded in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.915, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  2. Transaction is the exercise of a derivative security; see Column 2.