Filing Details
- Accession Number:
- 0001209191-14-070474
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-20 19:36:19
- Reporting Period:
- 2014-11-18
- Filing Date:
- 2014-11-20
- Accepted Time:
- 2014-11-20 19:36:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1095315 | Pfsweb Inc | PFSW | Services-Business Services, Nec (7389) | 752837058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308540 | Brian David Reese | C/O Pfsweb, 505 Millennium Allen TX 75013 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-18 | 3,191 | $4.42 | 10,042 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2014-11-18 | 3,191 | $11.26 | 6,851 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-18 | 5,319 | $4.14 | 12,170 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2014-11-18 | 5,319 | $11.35 | 6,851 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-18 | 4,940 | $1.46 | 11,791 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2014-11-18 | 4,940 | $11.23 | 6,851 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-19 | 11,232 | $1.46 | 18,083 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2014-11-19 | 11,232 | $11.13 | 6,851 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-20 | 828 | $1.46 | 7,679 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2014-11-20 | 828 | $11.05 | 6,851 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-20 | 8,029 | $5.00 | 14,880 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2014-11-20 | 8,029 | $11.04 | 6,851 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to buy | Disposition | 2014-11-18 | 3,191 | $0.00 | 3,191 | $4.42 |
| Common Stock | Option to buy | Disposition | 2014-11-18 | 5,319 | $0.00 | 5,319 | $4.14 |
| Common Stock | Option to buy | Disposition | 2014-11-18 | 4,940 | $0.00 | 4,940 | $1.46 |
| Common Stock | Option to buy | Disposition | 2014-11-19 | 11,232 | $0.00 | 11,232 | $1.46 |
| Common Stock | Option to buy | Disposition | 2014-11-20 | 828 | $0.00 | 828 | $1.46 |
| Common Stock | Option to buy | Disposition | 2014-11-20 | 8,029 | $0.00 | 8,029 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-05-15 | No | 5 | M | Direct | |
| 0 | 2018-05-19 | No | 5 | M | Direct | |
| 12,060 | 2019-05-26 | No | 5 | M | Direct | |
| 828 | 2019-05-26 | No | 5 | M | Direct | |
| 0 | 2019-05-26 | No | 5 | M | Direct | |
| 21,971 | 2021-03-29 | No | 5 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.26 to $11.35 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.22 to $11.26 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.06 to $11.41 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.06 inclusive. The reporting person undertakes to provide to PFSweb, Inc., any security holder thereof or the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Exercise of employee stock option issued under employee stock option plan
- These shares became exercisable on a cumulative basis from August 16, 2007 to May 16, 2010
- These shares became exercisable on a cumulative basis from August 20, 2008 to May 20, 2011
- These shares became exercisable on a cumulative basis from August 27, 2009 to May 27, 2012
- These shares became exercisable on a cumulative basis from June 30, 2011 to March 30, 2014
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