Filing Details
- Accession Number:
- 0001028734-14-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-20 18:09:03
- Reporting Period:
- 2014-11-19
- Filing Date:
- 2014-11-20
- Accepted Time:
- 2014-11-20 18:09:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1028734 | Cobiz Financial Inc | COBZ | National Commercial Banks (6021) | 840826324 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193505 | J Richard Dalton | 821 17Th Street Denver CO 80202 | Evp & Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-19 | 13,105 | $11.54 | 149,933 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,710 | Indirect | by Managed Account |
Footnotes
- Shares sold pursuant to a 10b5-1 plan at an average price of $11.54 with prices ranging from $11.42 - $11.75.