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Home > Insider Trading > Filing (0001262063-14-000070)

Filing Details

Accession Number:: 0001262063-14-000070
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-20 18:04:56
Reporting Period:: 2014-11-18

Filing Date:: 2014-11-20
Accepted Time:: 2014-11-20 18:04:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185633	M Anthony Tang	777 North Broadway Los Angeles CA 90012	Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-11-18	40,752	$26.13	1,284,491	No	4	S	Indirect	By spouse
Common Stock	Disposition	2014-11-19	38,157	$25.54	1,246,334	No	4	S	Indirect	By spouse
Common Stock	Disposition	2014-11-20	100,000	$25.40	1,146,334	No	4	S	Indirect	By spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By spouse
No	4	S	Indirect	By spouse
No	4	S	Indirect	By spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	373,953	Direct
Common Stock	89,305	Indirect	By ESOP

Footnotes

Includes 2,090.40 shares acquired through dividend reinvestment year-to-date.