Filing Details
- Accession Number:
- 0001214659-14-007909
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-20 17:16:18
- Reporting Period:
- 2014-11-18
- Filing Date:
- 2014-11-20
- Accepted Time:
- 2014-11-20 17:16:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921582 | Imax Corp | IMAX | Photographic Equipment & Supplies (3861) | 980140269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 944011 | L Richard Gelfond | 110 East 59Th Street Suite 2100 New York NY 10022 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-11-18 | 53,791 | $18.38 | 213,524 | No | 4 | C | Direct | |
| Common Shares | Disposition | 2014-11-18 | 53,791 | $30.35 | 159,733 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2014-11-19 | 72,670 | $18.38 | 232,403 | No | 4 | C | Direct | |
| Common Shares | Disposition | 2014-11-19 | 72,670 | $30.18 | 159,733 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2014-11-20 | 73,539 | $18.38 | 233,272 | No | 4 | C | Direct | |
| Common Shares | Disposition | 2014-11-20 | 73,539 | $30.24 | 159,733 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-11-20 | 50,000 | $30.24 | 109,733 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | stock options (to buy) | Disposition | 2014-11-18 | 53,791 | $18.38 | 53,791 | $18.38 |
| Common Shares | stock options (to buy) | Disposition | 2014-11-19 | 72,670 | $18.38 | 72,670 | $18.38 |
| Common Shares | stock options (to buy) | Disposition | 2014-11-20 | 73,539 | $18.38 | 73,539 | $18.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 346,209 | 2013-05-01 | 2021-12-31 | No | 4 | C | Direct |
| 273,539 | 2013-05-01 | 2021-12-31 | No | 4 | C | Direct |
| 200,000 | 2021-12-31 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares (Opening Balance) | 10,005 | Indirect | by "Pamela Gelfond Trust" |
| Common Shares (Opening Balance) | 10,005 | Indirect | by "Claudia Gelfond Trust" |
Footnotes
- Stock options were exercised and common shares sold pursuant to Rule 10b5-1 Sales Plan adopted on April 25, 2014. Mr. Gelfond's 10b5-1 Sales Plan is scheduled to terminate on April 22, 2015.
- The stock options became exercisable in 2 installments: 6,872 on May 1, 2013 and 66,667 on Sept 1, 2013.
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