Filing Details
- Accession Number:
- 0001181431-14-036949
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-20 16:56:14
- Reporting Period:
- 2014-11-18
- Filing Date:
- 2014-11-20
- Accepted Time:
- 2014-11-20 16:56:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083712 | Mecklermedia Corp | MECK | Services-Business Services, Nec (7389) | 061542480 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
938640 | M Alan Meckler | 50 Washington Street Norwalk CT 06854 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-10-20 | 49,493 | $0.00 | 0 | No | 5 | G | Indirect | Alan M. Meckler 2010 Grantor Retained Annuity Trust |
Common Stock | Acquisiton | 2014-10-20 | 49,493 | $0.00 | 1,787,973 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2014-11-18 | 5,200 | $0.52 | 1,793,173 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Alan M. Meckler 2010 Grantor Retained Annuity Trust |
No | 5 | G | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 401,194 | Indirect | By Spouse |
Common Stock | 35,050 | Indirect | Herman Meckler Family Trust #1 |
Common Stock | 9,871 | Indirect | Herman Meckler Family Trust #2 |
Common Stock | 75,176 | Indirect | The Meckler Foundation |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $5.39 | 2014-12-09 | 42,858 | 42,858 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $5.60 | 2020-09-27 | 42,858 | 42,858 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $6.44 | 2021-09-08 | 21,429 | 21,429 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $4.55 | 2021-11-14 | 142,858 | 142,858 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $3.71 | 2021-12-12 | 21,429 | 21,429 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $2.29 | 2022-12-04 | 10,000 | 10,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $2.97 | 2023-12-16 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-12-09 | 42,858 | 42,858 | Direct |
2020-09-27 | 42,858 | 42,858 | Direct |
2021-09-08 | 21,429 | 21,429 | Direct |
2021-11-14 | 142,858 | 142,858 | Direct |
2021-12-12 | 21,429 | 21,429 | Direct |
2022-12-04 | 10,000 | 10,000 | Direct |
2023-12-16 | 20,000 | 20,000 | Direct |
Footnotes
- Mr. Meckler indirectly owns 521,291 shares: 37,000 shares donated by Mr. Meckler to the Meckler Foundation, a non-profit charitable foundation founded by Mr. Meckler and for which he acts as a trustee, 38,176 shares purchased by the Meckler Foundation, 401,194 shares purchased by Mr. Meckler's wife and 44,921 shares held in trust for the benefit of Mr. Meckler's mother. Mr. Meckler exercises shared voting and investment control over all of these shares except the shares held by the 2010 Grantor Retained Annuity Trust, over which Mr. Meckler exercises investment control but not voting control.
- Option is 100% vested.