Filing Details
- Accession Number:
- 0001209191-14-070374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-20 16:54:28
- Reporting Period:
- 2014-11-18
- Filing Date:
- 2014-11-20
- Accepted Time:
- 2014-11-20 16:54:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1142596 | Nuvasive Inc | NUVA | Surgical & Medical Instruments & Apparatus (3841) | 330768598 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612451 | S. Quentin Blackford | 7475 Lusk Blvd. San Diego CA 92121 | Cfo And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-18 | 7,020 | $29.95 | 7,820 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-19 | 7,020 | $43.38 | 800 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-18 | 4,438 | $29.95 | 5,238 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-18 | 3,760 | $43.97 | 1,478 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-11-19 | 678 | $43.78 | 800 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-18 | 7,020 | $0.00 | 7,020 | $29.95 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-18 | 4,438 | $0.00 | 4,438 | $29.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-02-19 | No | 4 | M | Direct | |
0 | 2020-02-19 | No | 4 | M | Direct |
Footnotes
- Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.
- Weighted average from 41 transactions with prices ranging from $43.0200 to $43.6700. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares sold at each separate price.
- Payment of exercise price and tax liability by Issuer's withholding of shares incident to the respective option exercise.
- Sale effected pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on December 13, 2013, which is intended to comply with Rule 10b5-1.
- The option, representing a right to purchase a total of 8,062 shares, became exercisable as follows: 25% of the shares vested on February 19, 2011; 1/48th of the remaining shares vested monthly thereafter so that all shares were fully vested as of February 19, 2014, subject to continued employment through each vesting period.
- The option, representing a right to purchase a total of 4,438 shares, became exercisable as follows: 25% of the shares vested on February 19, 2011; 1/48th of the remaining shares vested monthly thereafter so that all shares were fully vested as of February 19, 2014, subject to continued employment through each vesting period.