Filing Details
- Accession Number:
- 0000893538-14-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-20 16:14:45
- Reporting Period:
- 2014-11-18
- Filing Date:
- 2014-11-20
- Accepted Time:
- 2014-11-20 16:14:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893538 | Sm Energy Co | SM | Crude Petroleum & Natural Gas (1311) | 410518430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198302 | J William Gardiner | 1775 Sherman St Suite 1200 Denver CO 80203 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock; $.01 Par Value | Acquisiton | 2014-11-18 | 9,772 | $20.87 | 65,907 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Disposition | 2014-11-18 | 9,772 | $50.84 | 56,135 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-to-Buy) | Disposition | 2014-11-18 | 9,772 | $0.00 | 9,772 | $20.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-12-31 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 5, 2014.
- The price reflects an average of multiple transaction prices ranging from $50.05 to $51.60.
- The options vested in four equal installments on December 31, 2004, 2005, 2006, and 2007.
Billionaire Hedge Funds
