Home > Insider Trading > Filing (0001104659-14-082380)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1315695	Rockwood Holdings Inc.	ROC	Chemicals & Allied Products (2800)	522277366

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1334296	Seifi Ghasemi	C/O Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2014-11-18	140,426	$32.39	851,856	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2014-11-18	140,426	$79.08	711,430	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2014-11-19	317,737	$9.18	1,029,167	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2014-11-19	317,737	$78.88	711,430	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2014-11-18	140,426	$0.00	140,426	$32.39
Common Stock, Par Value $0.01 Per Share	Stock Options (right to buy)	Disposition	2014-11-19	317,737	$0.00	317,737	$9.18

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2014-12-14	No	4	M	Direct
0		2015-12-12	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades at share prices ranging from $78.91 to $79.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at share prices ranging from $78.73 to $79.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
These time-based stock options were granted on December 14, 2007 and vested and became exercisable by the holder in three equal annual installments beginning on December 31, 2008.
These time-based stock options were granted on December 12, 2008 and vested and became exercisable by the holder in three equal annual installments beginning on December 31, 2009.