Filing Details
- Accession Number:
- 0001225208-14-023642
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-20 16:04:23
- Reporting Period:
- 2014-11-18
- Filing Date:
- 2014-11-20
- Accepted Time:
- 2014-11-20 16:04:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
908937 | Sirius Xm Holdings Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 383916511 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207459 | J David Frear | 1221 Avenue Of The Americas New York NY 10020 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-18 | 5,000,000 | $2.13 | 5,001,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-18 | 916,538 | $3.56 | 4,084,462 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-18 | 4,023,262 | $3.57 | 61,200 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-11-19 | 60,200 | $3.56 | 1,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-18 | 5,000,000 | $2.13 | 5,000,000 | $2.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,000,000 | 2012-07-21 | 2021-07-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 85,046 | Indirect | By 401(k) Plan |
Common Stock | 1,900 | Indirect | By Spouse |
Footnotes
- Represents the weighted average sales price for the price increments ranging from $3.56 to $3.57. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
- Represents the weighted average sales price for the price increments ranging from $3.55 to $3.5650. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.