Filing Details

Accession Number:
0000769993-11-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-19 17:19:25
Reporting Period:
2011-01-10
Filing Date:
2011-01-19
Accepted Time:
2011-01-19 17:19:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1376139 Cvr Energy Inc CVI Petroleum Refining (2911) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1484255 K John Rowan C/O Goldman, Sachs &Amp; Co.
200 West Street
New York NY 10282
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-10 200 $15.18 15,113,654 No 4 P Indirect See footnotes
Common Stock Acquisiton 2011-01-10 200 $15.19 15,113,854 No 4 P Indirect See footnotes
Common Stock Acquisiton 2011-01-10 400 $15.20 15,114,254 No 4 P Indirect See footnotes
Common Stock Acquisiton 2011-01-10 1,200 $15.21 15,115,454 No 4 P Indirect See footnotes
Common Stock Acquisiton 2011-01-10 3,620 $15.22 15,119,074 No 4 P Indirect See footnotes
Common Stock Acquisiton 2011-01-12 2,533 $15.50 15,121,607 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
Footnotes
  1. The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.
  2. The shares of common stock, par value $0.01 per share (the "Common Stock"), of CVR Energy, Inc. (the "Company") reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to the Company.
  3. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 8,353 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 15,113,254 shares of Common Stock that are beneficially owned directly by Coffeyville Acquisition II LLC ("CA II") through certain investment partnerships that are members of and own common units of CA II because (i) affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing partner, managing member or member of those investment partnerships and (ii) those investment partnerships control CA II and have the power to vote or dispose of the Common Stock owned by CA II.