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Home > Insider Trading > Filing (0000350894-14-000087)

Filing Details

Accession Number:: 0000350894-14-000087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-20 11:12:05
Reporting Period:: 2014-11-18

Filing Date:: 2014-11-20
Accepted Time:: 2014-11-20 11:12:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350894	Sei Investments Co	SEIC	Security Brokers, Dealers & Flotation Companies (6211)	231707341

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1191727	Carmen Romeo			Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Stock Option (Right To Purchase)	Acquisiton	2014-11-18	8,000	$21.55	1,559,418	No	4	M	Direct
Common Stock	Disposition	2014-11-18	8,000	$39.25	1,551,418	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	STOCK OPTION (RIGHT TO PURCHASE)	Acquisiton	2014-11-18	8,000	$21.55	8,000	$21.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2007-12-14	2014-12-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	120,242	Indirect	SHARES HELD BY WIFE
Common Stock	1,238,000	Indirect	SHARES HELD BY THE CARMEN V. ROMEO GRANTOR ANNUITY TRUST