Filing Details
- Accession Number:
- 0001209191-14-070178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-19 19:51:42
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-19
- Accepted Time:
- 2014-11-19 19:51:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1294133 | Inogen Inc | INGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181338 | Md A Ross Jaffe | One Sansome Street Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1201580 | D Samuel Colella | One Sansome Street Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1201585 | B Rebecca Robertson | One Sansome Street Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1228684 | Phd J William Link | One Sansome Street Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1266567 | G Brian Atwood | One Sansome Street Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1279660 | B Donald Milder | One Sansome Street Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1354131 | Versant Venture Capital Ii, Lp | One Sansome Street Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1354132 | Versant Affiliates Fund Ii-A, Lp | One Sansome Street Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1354307 | Versant Side Fund Ii, Lp | One Sansome Street Suite 3630 San Francisco CA 94104 | No | No | Yes | No | |
1354727 | Versant Ventures Ii Llc | One Sansome Street Suite 3630 San Francisco CA 94104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-17 | 5,343 | $24.89 | 40,569 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 19,109 | Indirect | See Footnote |
Common Stock | 2,528,408 | Indirect | See Footnote |
Common Stock | 27,893 | Indirect | By Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 |
Common Stock | 30,109 | Indirect | By Atwood Edminster Trust |
Common Stock | 30,304 | Indirect | By The Jaffe Family Trust |
Common Stock | 30,304 | Indirect | By The Link Family Trust |
Common Stock | 9,277 | Indirect | By Milder Community Property Trust |
Footnotes
- Price reflected is the weighted-average sale price for shares sold. The range of the sale prices for the transaction was $24.28 and $25.08 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares are held by Versant Affiliates Fund II-A, L.P. ("VAF II-A"). Versant Ventures II, LLC ("VV II") serves as the sole general partner of VAF II-A. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VAF II-A, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
- The shares are held by Versant Side Fund II, L.P. ("VSF II"). VV II serves as the sole general partner of VSF II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VSF II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
- The shares are held by Versan Venture Capital II, L.P. ("VVC II"). VV II serves as the sole general partner of VVC II. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson, Bradley J. Bolzon, Charles M. Warden, and Barbara N. Lubash are directors and/or members of VV II and share voting and dispositive power over the shares held by VVC II, however, each disclaim beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
- The shares are held by Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 for the benefit of Samuel D. Colella. Samuel D. Colella is a general partner of Colella Family Partners and a trustee of Colella Family Trust UTA Dated 9/21/92. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
- The shares are held by the Atwood-Edminster Trust dated 4/2/2000 (the "Trust") for the benefit of Brian G. Atwood. Brian G. Atwood is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
- The shares are held by the The Jaffe Family Trust (the "Trust") for the benefit of Ross A. Jaffe. Ross A. Jaffe is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
- The shares are held by the The Link Family Trust (the "Trust") for the benefit of William J. Link. William J. Link is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
- The shares are held by the Milder Community Property Trust (the "Trust") for the benefit of Donald B. Milder. Donald B. Milder is a trustee of the Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.