Filing Details

Accession Number:
0000769993-11-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-19 17:13:39
Reporting Period:
2011-01-10
Filing Date:
2011-01-19
Accepted Time:
2011-01-19 17:13:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1376139 Cvr Energy Inc CVI Petroleum Refining (2911) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
769993 Goldman Sachs & Co 200 West Street
New York NY 10282
No No Yes No
886982 Goldman Sachs Group Inc 200 West Street
New York NY 10282
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-10 200 $15.18 15,113,654 No 4 P Indirect See footnotes
Common Stock Acquisiton 2011-01-10 200 $15.19 15,113,854 No 4 P Indirect See footnotes
Common Stock Acquisiton 2011-01-10 400 $15.20 15,114,254 No 4 P Indirect See footnotes
Common Stock Acquisiton 2011-01-10 1,200 $15.21 15,115,454 No 4 P Indirect See footnotes
Common Stock Acquisiton 2011-01-10 3,620 $15.22 15,119,074 No 4 P Indirect See footnotes
Common Stock Acquisiton 2011-01-12 2,533 $15.50 15,121,607 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
Footnotes
  1. This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman, Sachs & Co. ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. The Reporting Persons disclaim beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. The shares of common stock, par value $0.01 per share (the "Common Stock"), of CVR Energy, Inc. (the "Company") reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group. Without admitting any legal obligation, Goldman Sachs or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to the Company.
  3. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 8,353 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 15,113,254 shares of Common Stock that are beneficially owned directly by Coffeyville Acquisition II LLC ("CA II") through certain investment partnerships that are members of and own common units of CA II because (i) affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner, managing partner, managing member or member of those investment partnerships and (ii) those investment partnerships control CA II and have the power to vote or dispose of the Common Stock owned by CA II.