Filing Details
- Accession Number:
- 0001209191-14-070127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-19 18:29:55
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-19
- Accepted Time:
- 2014-11-19 18:29:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543879 | Jeff Loebbaka | C/O Enphase Energy, Inc. 1420 N. Mcdowell Blvd. Petaluma CA 94954 | Vp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-17 | 5,320 | $1.63 | 93,445 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-17 | 5,320 | $10.89 | 88,125 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-17 | 625 | $10.89 | 87,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-17 | 313 | $10.89 | 87,187 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-10-31 | 2,000 | $2.98 | 89,187 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2014-11-17 | 2,000 | $10.89 | 87,187 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2014-11-17 | 5,320 | $0.00 | 5,320 | $1.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 191,410 | 2020-06-02 | No | 4 | M | Direct |
Footnotes
- The option exercises and shares sold as reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 29, 2014.
- Balance includes non-reportable acquisition of 2,000 shares through the Company's 2011 Employee Stock Purchase Plan.
- When both ISO and NQ Stock Options granted on 6/3/2010 are combined, they vest over 4 years of continuous service as follows: 1/4th of the shares vested on May 1, 2011, with the remainder vesting in 36 equal monthly installments on the first day of each succeeding calendar month thereafter.
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