Filing Details
- Accession Number:
- 0001127602-14-032888
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-19 18:21:21
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-19
- Accepted Time:
- 2014-11-19 18:21:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429248 | Clifford Burrows | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Group Pres. Us, Americas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-17 | 20,340 | $22.06 | 142,224 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-17 | 50,000 | $30.79 | 192,224 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-17 | 95,000 | $77.78 | 97,224 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-17 | 6,814 | $77.83 | 90,410 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Acquisiton | 2014-11-17 | 89,805 | $77.83 | 89,805 | $77.83 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-11-17 | 20,340 | $0.00 | 20,340 | $22.06 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-11-17 | 50,000 | $0.00 | 50,000 | $30.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 89,805 | 2015-11-17 | 2024-11-17 | No | 4 | A | Direct |
| 0 | 2010-11-16 | 2019-11-16 | No | 4 | M | Direct |
| 50,316 | 2011-11-15 | 2020-11-15 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $77.75 to $77.815. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.
- The option, representing the right to buy a total of 89,805 shares, becomes exercisable in one increment of 22,452 shares on November 17, 2015, and three increments of 22,451 shares each on November 17, 2016, November 17, 2017 and November 17, 2018.
- The option, representing the right to buy a total of 81,363 shares, became exercisable in three increments of 20,341 shares each on November 16, 2010, November 16, 2011 and November 16, 2012, and one increment of 20,340 shares on November 16, 2013.
- The option, representing the right to buy a total of 100,316 shares, became exercisable in four increments of 25,079 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014.
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