Filing Details
- Accession Number:
- 0001225208-14-023613
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-19 18:00:37
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-19
- Accepted Time:
- 2014-11-19 18:00:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1328443 | Gary Winterhalter | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-17 | 459,037 | $9.57 | 698,678 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-17 | 459,037 | $29.83 | 239,641 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-18 | 148,131 | $5.24 | 387,772 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-18 | 139,863 | $9.57 | 527,635 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-18 | 12,006 | $8.80 | 539,641 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-18 | 300,000 | $29.86 | 239,641 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-19 | 450,000 | $11.39 | 689,641 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-19 | 450,000 | $7.42 | 1,139,641 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-19 | 301,869 | $5.24 | 1,441,510 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-19 | 301,869 | $30.16 | 1,139,641 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-19 | 900,000 | $30.19 | 239,641 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-17 | 2,669 | $29.71 | 0 | No | 4 | S | Indirect | by 401(k) Profit Sharing |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | by 401(k) Profit Sharing |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-17 | 459,037 | $9.57 | 459,037 | $9.57 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-18 | 148,131 | $5.24 | 148,131 | $5.24 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-18 | 12,006 | $8.80 | 12,006 | $8.80 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-18 | 139,863 | $9.57 | 139,863 | $9.57 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-19 | 450,000 | $11.39 | 450,000 | $11.39 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-19 | 450,000 | $7.42 | 450,000 | $7.42 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-19 | 301,869 | $5.24 | 301,869 | $5.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 139,863 | 2007-12-03 | 2016-12-04 | No | 4 | M | Direct |
| 301,869 | 2018-10-22 | No | 4 | M | Direct | |
| 0 | 2017-10-24 | No | 4 | M | Direct | |
| 0 | 2007-12-03 | 2016-12-04 | No | 4 | M | Direct |
| 0 | 2020-10-19 | No | 4 | M | Direct | |
| 0 | 2019-10-21 | No | 4 | M | Direct | |
| 0 | 2018-10-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 123,630 | Indirect | by trust A |
| Common Stock | 50,966 | Indirect | by trust B |
| Common Stock | 50,965 | Indirect | by trust C |
Footnotes
- Reflects the weighted average sale price. The range of prices for these transactions was $29.75 to $30.26. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $29.75 to $29.99. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $30.05 to $30.28. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $30.00 to $30.50. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The options vest in four equal annual installments beginning on December 3, 2007.
- The options vest in four equal annual installments beginning on October 21, 2009.
- The options vest annually in four equal installments beginning on October 23, 2008.
- The options vest annually in four equal installments beginning on October 18, 2011.
- The options vest annually in four equal installments beginning on October 20, 2010.
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