Filing Details
- Accession Number:
- 0001225208-14-023612
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-19 18:00:35
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-19
- Accepted Time:
- 2014-11-19 18:00:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1276560 | W Edward Rabin | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-17 | 10,000 | $9.45 | 18,059 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-17 | 10,000 | $30.01 | 8,059 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-18 | 372 | $9.45 | 8,431 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-18 | 372 | $30.00 | 8,059 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-19 | 4,628 | $9.45 | 12,687 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-19 | 4,055 | $9.66 | 16,742 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-19 | 8,683 | $30.12 | 8,059 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (Right to Buy) | Disposition | 2014-11-17 | 10,000 | $9.45 | 10,000 | $9.45 |
Common Stock | Director Stock Option (Right to Buy) | Disposition | 2014-11-18 | 372 | $9.45 | 372 | $9.45 |
Common Stock | Director Stock Option (Right to Buy) | Disposition | 2014-11-19 | 4,055 | $9.66 | 4,055 | $9.66 |
Common Stock | Director Stock Option (Right to Buy) | Disposition | 2014-11-19 | 4,628 | $9.45 | 4,628 | $9.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | 2007-12-04 | 2016-12-05 | No | 4 | M | Direct |
4,628 | 2007-12-04 | 2016-12-05 | No | 4 | M | Direct |
0 | 2017-04-26 | No | 4 | M | Direct | |
0 | 2007-12-04 | 2016-12-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 73,000 | Indirect | by trust |
Common Stock | 12,300 | Indirect | By Wife |
Footnotes
- Reflects the weighted average sale price. The range of prices for these transactions was $29.98 to $30.05. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for these transactions was $30.00 to $30.27. The reporting person effected multiple same-way open market sale transactions on the same day at different prices throught a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occured within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The options vest in four equal annual installments beginning on December 4, 2007.
- The options vest in four equal annual installments beginning on September 29, 2007.