Filing Details

Accession Number:
0001225208-14-023612
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-19 18:00:35
Reporting Period:
2014-11-17
Filing Date:
2014-11-19
Accepted Time:
2014-11-19 18:00:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368458 Sally Beauty Holdings Inc. SBH Retail-Retail Stores, Nec (5990) 362257936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276560 W Edward Rabin C/O Sally Beauty Holdings, Inc.
3001 Colorado Blvd
Denton TX 76210
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-17 10,000 $9.45 18,059 No 4 M Direct
Common Stock Disposition 2014-11-17 10,000 $30.01 8,059 No 4 S Direct
Common Stock Acquisiton 2014-11-18 372 $9.45 8,431 No 4 M Direct
Common Stock Disposition 2014-11-18 372 $30.00 8,059 No 4 S Direct
Common Stock Acquisiton 2014-11-19 4,628 $9.45 12,687 No 4 M Direct
Common Stock Acquisiton 2014-11-19 4,055 $9.66 16,742 No 4 M Direct
Common Stock Disposition 2014-11-19 8,683 $30.12 8,059 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (Right to Buy) Disposition 2014-11-17 10,000 $9.45 10,000 $9.45
Common Stock Director Stock Option (Right to Buy) Disposition 2014-11-18 372 $9.45 372 $9.45
Common Stock Director Stock Option (Right to Buy) Disposition 2014-11-19 4,055 $9.66 4,055 $9.66
Common Stock Director Stock Option (Right to Buy) Disposition 2014-11-19 4,628 $9.45 4,628 $9.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2007-12-04 2016-12-05 No 4 M Direct
4,628 2007-12-04 2016-12-05 No 4 M Direct
0 2017-04-26 No 4 M Direct
0 2007-12-04 2016-12-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 73,000 Indirect by trust
Common Stock 12,300 Indirect By Wife
Footnotes
  1. Reflects the weighted average sale price. The range of prices for these transactions was $29.98 to $30.05. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average sale price. The range of prices for these transactions was $30.00 to $30.27. The reporting person effected multiple same-way open market sale transactions on the same day at different prices throught a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occured within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The options vest in four equal annual installments beginning on December 4, 2007.
  4. The options vest in four equal annual installments beginning on September 29, 2007.