Filing Details
- Accession Number:
- 0001181431-14-036875
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-19 17:37:43
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-19
- Accepted Time:
- 2014-11-19 17:37:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1273813 | Assured Guaranty Ltd | AGO | Surety Insurance (6351) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1539875 | Howard Albert | 31 West 52Nd Street New York NY 10019 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2014-11-17 | 15,000 | $18.03 | 132,206 | No | 4 | M | Direct | |
Common Shares | Disposition | 2014-11-17 | 15,000 | $24.88 | 117,206 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Options to Acquire Common Shares | Disposition | 2014-11-17 | 15,000 | $0.00 | 15,000 | $18.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-02-10 | No | 4 | M | Direct |
Footnotes
- The Common Stock sold by the Reporting Person and reported herein were sold at a range of between $24.86 and $24.91 per share. The sale price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- The stock options exercised by the Reporting Person vested in three equal installments on February 10, 2006, February 10, 2007 and February 10, 2008.
- Reflects stock options granted pursuant to Rule 16b-3.
- All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 73,297.