Filing Details
- Accession Number:
- 0001225208-14-023608
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-19 17:16:44
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-19
- Accepted Time:
- 2014-11-19 17:16:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1561616 | Olen Matthew Haltom | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | Senior Vice President, General | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-17 | 33,750 | $11.39 | 52,673 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-17 | 2,000 | $7.42 | 54,673 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-17 | 2,494 | $29.74 | 52,179 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-17 | 35,750 | $29.86 | 16,429 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-17 | 33,750 | $11.39 | 33,750 | $11.39 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-17 | 2,000 | $7.42 | 2,000 | $7.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-10-19 | No | 4 | M | Direct | |
| 0 | 2013-10-20 | 2019-10-21 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sale price. The range of prices for these transactions was $29.73 to $29.749. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 4, 2014.
- Reflects the weighted average sale price. The range of prices for these transactions was $29.73 to $30.25. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The options vest annually in four equal installments beginning on October 18, 2011.
- The options vested in four equal annual installments beginning on October 20, 2010 and were fully vested as of October 20, 2013.
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