Filing Details
- Accession Number:
- 0001181431-14-036863
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-19 17:14:39
- Reporting Period:
- 2014-11-18
- Filing Date:
- 2014-11-19
- Accepted Time:
- 2014-11-19 17:14:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420601 | A. Douglas Lawson | C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915 | Evp, Corporate Mktg & Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-18 | 24,748 | $1.60 | 39,846 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-18 | 24,748 | $2.19 | 15,098 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-19 | 5,252 | $1.60 | 20,350 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-19 | 12,500 | $1.59 | 32,850 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-19 | 12,500 | $0.93 | 45,350 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-19 | 30,252 | $2.13 | 15,098 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | Acquisiton | 2014-11-18 | 24,748 | $0.00 | 24,748 | $1.60 |
| Common Stock | Non-qualified stock option (right to buy) | Acquisiton | 2014-11-19 | 5,252 | $0.00 | 5,252 | $1.60 |
| Common Stock | Non-qualified stock option (right to buy) | Acquisiton | 2014-11-19 | 12,500 | $0.00 | 12,500 | $1.59 |
| Common Stock | Non-qualified stock option (right to buy) | Acquisiton | 2014-11-19 | 12,500 | $0.00 | 12,500 | $0.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,252 | 2015-07-15 | 2021-07-15 | No | 4 | M | Direct |
| 10,000 | 2015-07-15 | 2021-07-15 | No | 4 | M | Direct |
| 0 | 2014-01-15 | 2020-01-15 | No | 4 | M | Direct |
| 25,000 | 2016-07-15 | 2019-07-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,500 | Indirect | Held by spouse |
Footnotes
- These options became excercisable as to 10,0000 shares on each of 7/15/2012, 7/15/2013 and 7/15/2014, and will become exercisable as to the remaining 10,000 shares on 7/15/2015, assuming continuation of employment.
- These options became excercisable as to 10,0000 shares on each of 7/15/2012, 7/15/2013 and 7/15/2014, and will become exercisable as to the remaining 10,000 shares on 7/15/2015, assuming continuation of employment.
- These options became excercisable as to 12,500 shares on each of 7/15/2013 and 7/15/2014, and will become exercisable as to 12,500 shares on each of 7/15/2015 and 7/15/2016, assuming continuation of employment.
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