Filing Details
- Accession Number:
- 0001209191-14-070038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-19 17:00:04
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-19
- Accepted Time:
- 2014-11-19 17:00:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428669 | Solarwinds Inc. | SWI | Services-Prepackaged Software (7372) | 731559348 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428952 | G Douglas Hibberd | C/O Solarwinds, Inc. 7171 Southwest Parkway, Building 400 Austin TX 78735 | Evp, Pres., Bus.operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-17 | 8,477 | $28.03 | 89,401 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-17 | 3,427 | $20.06 | 92,828 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-17 | 4,050 | $18.87 | 96,878 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-17 | 18,462 | $50.14 | 78,416 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-18 | 900 | $50.00 | 77,516 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-17 | 4,050 | $0.00 | 4,050 | $18.87 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-17 | 3,427 | $0.00 | 3,427 | $20.06 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-17 | 8,477 | $0.00 | 8,477 | $28.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,701 | 2020-02-25 | No | 4 | M | Direct | |
| 6,855 | 2021-01-04 | No | 4 | M | Direct | |
| 44,280 | 2022-01-04 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 Trading Plan.
- This transaction was executed in multiple trades at prices ranging from $50.00 to $50.50, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.
- 1/4 of the shares vested and became exercisable on February 25, 2011 and 1/48 of the shares vest and become exercisable each month thereafter.
- 1/4 of the shares vested and became exercisable on January 4, 2012 and 1/48 of the shares vest and become exercisable each month thereafter.
- 1/60th of the shares vested and became exercisable on February 4, 2012 and each month thereafter.
Billionaire Hedge Funds
