Filing Details
- Accession Number:
- 0001181431-14-036850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-19 16:35:18
- Reporting Period:
- 2014-11-18
- Filing Date:
- 2014-11-19
- Accepted Time:
- 2014-11-19 16:35:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1223915 | Gladys Farrow | 3825 Canfield Road Pasadena CA 91107 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-06-02 | 28 | $29.90 | 5,066 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2014-09-02 | 28 | $32.26 | 5,094 | No | 4 | A | Direct | |
| Common Shares | Disposition | 2014-11-18 | 800 | $34.87 | 4,294 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2014-11-18 | 75 | $34.85 | 4,219 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- DER units credited on 6/2/2014 as dividend at FMV
- DER units credited on 6/2/2014 as dividend at FMV
Billionaire Hedge Funds
