Home > Insider Trading > Filing (0001209191-14-070011)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927003	Advanced Energy Industries Inc	AEIS	Electronic Components, Nec (3679)	840846841

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1175993	Frederick Ball	1625 Sharp Point Drive Fort Collins CO 80525		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-11-17	2,500	$20.54	40,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Sales reported in this Form 4 were pursuant to a Rule 10b5-1 plan.
Mr. Ball has been granted a total of 59,000 RSUs in seven grants: (A) 15,000 RSUs granted on October 28, 2008; (B) 6,000 RSUs granted on May 6, 2009; (C) 6,000 RSUs granted on May 4, 2010; these RSU grants vest annually in four equal installments beginning 1 year after grant date. (D) 8,000 RSUs granted May 4, 2011 (E) 8,000 RSUs granted May 2, 2012;(F) 8,000 RSUs granted May 1, 2013; (G) 8,000 RSUs granted May 7, 2014; all of these (D-G) vest 100% at the first anniversary of the grant date. As of this filing, the RSU shares have vested as to 51,000 shares and Mr. Ball holds 32,000 of the vested RSUs.