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Filing Details

Accession Number:: 0001209191-14-070010
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-19 16:34:15
Reporting Period:: 2014-11-17

Filing Date:: 2014-11-19
Accepted Time:: 2014-11-19 16:34:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366246	Glu Mobile Inc	GLUU	Services-Computer Programming Services (7371)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1589951	J. Gregory Cannon	500 Howard Street, Suite 300 San Francisco CA 94105	Vice President, Finance And Ir	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-11-17	1,250	$0.00	63,959	No	4	A	Direct
Common Stock	Disposition	2014-11-17	470	$3.77	63,489	No	4	F	Direct
Common Stock	Acquisiton	2014-11-17	14,835	$0.00	78,324	No	4	A	Direct
Common Stock	Disposition	2014-11-17	5,575	$3.77	72,749	No	4	F	Direct
Common Stock	Disposition	2014-11-18	10,040	$3.84	62,709	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	A	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2014-11-17	1,250	$0.00	1,250	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2014-11-17	14,835	$0.00	14,835	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,500			No	4	M	Direct
44,505			No	4	M	Direct

Footnotes

Vesting of restricted stock units ("RSUs") granted to Mr. Cannon on May 14, 2013.
In a Form 4 filed on August 19, 2014, Mr. Cannon reported that he beneficially owned 60,847 shares of the common stock of Glu Mobile Inc. ("Glu"). Mr. Cannon subsequently acquired 1,862 shares of Glu on August 21, 2014, pursuant to Glu's 2007 Employee Stock Purchase Plan, which purchase was exempt from reporting under Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended. The amount of securities beneficially owned by Mr. Cannon following this transaction takes into account this purchase.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this row of Mr. Cannon's Form 4 were relinquished by Mr. Cannon and cancelled by Glu in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Cannon resulting from the vesting of RSUs. Mr. Cannon did not sell or otherwise dispose of any of the shares reported on this row of his Form 4 for any reason other than to cover required taxes.
Vesting of RSUs granted to Mr. Cannon on October 8, 2013.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $3.82 to $3.85. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
Each restricted stock unit represents a contingent right to receive one share of Glu Mobile Inc. common stock.
The restricted stock unit vested as to 25% of the total number of shares of subject to the RSU on May 15, 2014 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was August 15, 2014, the next quarterly vesting date was November 15, 2014, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day.
The restricted stock unit vested as to 25% of the total number of shares of subject to the RSU on November 17, 2014 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date will be February 15, 2015, the next quarterly vesting date will be May 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day.