Filing Details
- Accession Number:
- 0001492520-14-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-19 16:17:32
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-19
- Accepted Time:
- 2014-11-19 16:17:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1486957 | Babcock & Wilcox Co | BWC | Engines & Turbines (3510) | 800558025 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492520 | D James Canafax | 13024 Ballantyne Corporate Place Suite 700 Charlotte NC 28277 | Svp & Gen. Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-17 | 4,681 | $10.58 | 32,551 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-17 | 4,681 | $30.17 | 27,870 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-17 | 2,307 | $24.55 | 30,177 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-17 | 27,870 | $30.16 | 27,870 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2014-11-17 | 4,681 | $0.00 | 4,681 | $10.58 |
| Common Stock | Stock Options (right to buy) | Disposition | 2014-11-17 | 2,307 | $0.00 | 2,307 | $24.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-05 | No | 4 | M | Direct | |
| 0 | 2017-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,755 | Indirect | 401k Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.1475 to $30.2050, inclusive. The reporting person undertakes to provide to The Babcock & Wilcox Company, any security holder of The Babcock & Wilcox Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.1450 to $30.1750, inclusive. The reporting person undertakes to provide to The Babcock & Wilcox Company, any security holder of The Babcock & Wilcox Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Based on number of units held in the BWC Thrift Plan and the fair market value of BWC common stock as of November 18, 2014.
- 1/3 of the stock options vested on March 5, 2010 and the remainder vested in two equal annual installments beginning March 5, 2011.
- Stock options vested in three equal annual installments beginning March 4, 2011.
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