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Home > Insider Trading > Filing (0001144204-14-069609)

Filing Details

Accession Number:: 0001144204-14-069609
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-19 06:09:09
Reporting Period:: 2014-11-18

Filing Date:: 2014-11-19
Accepted Time:: 2014-11-19 06:09:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1568832	Rcs Capital Corp	RCAP	Security Brokers, Dealers & Flotation Companies (6211)	383894716

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1543232	D Brian Jones	C/O Rcs Capital Corporation 405 Park Ave., 14Th Floor New York NY 10022	Cfo & Ass. Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2014-11-18	9,000	$13.05	11,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

These transactions were executed in multiple trades at prices ranging from $13.00 to $13.08. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.