Filing Details
- Accession Number:
- 0001181431-14-036785
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 21:58:36
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 21:58:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1384905 | Ringcentral Inc | RNG | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1586646 | Praful Shah | C/O Ringcentral, Inc. 1400 Fashion Island Blvd, 7Th Floor San Mateo CA 94404 | Svp, Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-11-14 | 444,522 | $0.00 | 477,595 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2014-11-17 | 416 | $11.85 | 477,179 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2014-11-18 | 416 | $11.53 | 476,763 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2014-11-14 | 40,239 | $0.00 | 40,239 | No | 4 | C | Indirect | By Trust |
Class A Common Stock | Disposition | 2014-11-17 | 42 | $11.85 | 40,197 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2014-11-18 | 42 | $11.53 | 40,155 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Acquisiton | 2014-11-14 | 40,239 | $0.00 | 40,239 | No | 4 | C | Indirect | By Trust |
Class A Common Stock | Disposition | 2014-11-17 | 42 | $11.85 | 40,197 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2014-11-18 | 42 | $11.53 | 40,155 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | C | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2014-11-14 | 444,522 | $0.00 | 444,522 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2014-11-14 | 40,239 | $0.00 | 40,239 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2014-11-14 | 40,239 | $0.00 | 40,239 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
- Includes shares acquired under the Issuer's Employee Share Purchase Plan of 3,000 shares on May 12, 2014 and 797 shares on November 10, 2014.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2014.
- Reflects weighted average sale price. Actual sale prices ranged from $11.78 to $12.08 on November 17, 2014. Filer undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
- Reflects weighted average sale price. Actual sale prices ranged from $11.50 to $11.71 on November 18, 2014. Filer undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
- Shares held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse are co-trustees of this trust.
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the death of a natural person holding such share.
- In addition, each share of Class B Common Stock outstanding will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 67% of the outstanding shares of Class B Common Stock, (ii) the date on which the number of outstanding shares of Class B Common Stock represents less than 10% of the aggregate combined number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the seven-year anniversary of the closing date of the Issuer's initial public offering (subject to certain exceptions).