Filing Details
- Accession Number:
- 0001104659-14-081789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 20:43:42
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 20:43:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1581990 | Plains Gp Holdings Lp | PAGP | Pipe Lines (No Natural Gas) (4610) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 728399 | Oxy Usa Inc | 5 Greenway Plaza, Suite 110 Houston TX 77046 | No | No | No | Yes | |
| 797468 | Occidental Petroleum Corp /De/ | 5 Greenway Plaza, Suite 110 Houston TX 77046 | No | No | No | Yes | |
| 1590092 | Oxy Holding Co (Pipeline), Inc. | 5 Greenway Plaza, Suite 110 Houston TX 77046 | No | No | No | Yes | |
| 1590160 | Occidental Transportation Holding Corp | 5 Greenway Plaza, Suite 110 Houston TX 77046 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Shares | Disposition | 2014-11-14 | 69,000,000 | $24.44 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Shares | See footnotes | Disposition | 2014-11-14 | 69,000,000 | $0.00 | 79,830,161 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 79,830,161 | No | 4 | J | Direct |
Footnotes
- Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), among other things, each limited partner of AAP, including Oxy Holding Company (Pipeline), Inc. ("OHC"), has the right, at any time and from time to time, to immediately exchange its Class A units representing limited partner interests of AAP ("AAP Class A Units"), together with a like number of Class B shares representing limited partner interests of the Issuer (the "Class B Shares") and units representing limited liability company interests of the Issuer's general partner (the "GP Units" and, together with the AAP Class A Units and the Class B Shares, the "Exchange Securities"), for Class A shares of the Issuer (the "Class A Shares") on a one-for-one basis or, at the election of AAP, the cash value thereof (the "Exchange Right"). The Exchange Right does not expire.
- On November 14, 2014, immediately prior to the closing of the Issuer's secondary offering pursuant to registration statement No. 333-199903, OHC exercised the Exchange Right with respect to the Exchange Securities in exchange for 69,000,000 Class A Shares of the Issuer.
- Represents the number of Exchange Securities remaining after OHC's exercise of the Exchange Right. The filing of this Statement shall not be construed as an admission that any Reporting Person is, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security.
Billionaire Hedge Funds
