Filing Details
- Accession Number:
- 0001018724-14-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 20:28:19
- Reporting Period:
- 2014-11-15
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 20:28:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374545 | R Andrew Jassy | P.o. Box 81226 Seattle WA 98108-1226 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-11-15 | 2,334 | $0.00 | 52,421 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2014-11-15 | 5,750 | $0.00 | 58,171 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-11-17 | 500 | $318.66 | 57,671 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-11-17 | 445 | $319.82 | 57,226 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-11-17 | 300 | $320.57 | 56,926 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-11-17 | 600 | $322.00 | 56,326 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-11-17 | 400 | $323.30 | 55,926 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-11-17 | 250 | $324.04 | 55,676 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-11-17 | 600 | $326.71 | 55,076 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-11-17 | 200 | $324.96 | 54,876 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2014-11-17 | 100 | $327.85 | 54,776 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2014-11-15 | 2,334 | $0.00 | 2,334 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2014-11-15 | 5,750 | $0.00 | 5,750 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,330 | 2013-05-15 | 2018-02-15 | No | 4 | M | Direct |
| 28,750 | 2014-05-15 | 2016-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 475 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account. |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $319.19 and the lowest price at which shares were sold was $318.31.
- Represents the weighted average sale price. The highest price at which shares were sold was $320.23 and the lowest price at which shares were sold was $319.38.
- Represents the weighted average sale price. The highest price at which shares were sold was $320.89 and the lowest price at which shares were sold was $320.41.
- Represents the weighted average sale price. The highest price at which shares were sold was $322.30 and the lowest price at which shares were sold was $321.49.
- Represents the weighted average sale price. The highest price at which shares were sold was $323.76 and the lowest price at which shares were sold was $322.78.
- Represents the weighted average sale price. The highest price at which shares were sold was $324.36 and the lowest price at which shares were sold was $323.79.
- Represents the weighted average sale price. The highest price at which shares were sold was $327.08 and the lowest price at which shares were sold was $326.43.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 1,547 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 1,546 shares on February 15, 2014; 2,334 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 1,280 shares on each of May 15, 2015 and August 15, 2015; 1,279 shares on each of November 15, 2015 and February 15, 2016; 5,489 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017; 4,231 shares on each of May 15, 2017 and August 15, 2017; and 4,230 shares on each of November 15, 2017 and February 15, 2018.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,750 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016.
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