Filing Details

Accession Number:
0001018724-14-000077
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-18 20:23:00
Reporting Period:
2014-11-15
Filing Date:
2014-11-18
Accepted Time:
2014-11-18 20:23:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1018724 Amazon Com Inc AMZN Retail-Catalog & Mail-Order Houses (5961) 911646860
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1557979 David Zapolsky Po Box 81226
Seattle WA 98108-1226
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2014-11-15 866 $0.00 4,327 No 4 M Direct
Common Stock, Par Value $.01 Per Share Acquisiton 2014-11-15 305 $0.00 4,632 No 4 M Direct
Common Stock, Par Value $.01 Per Share Acquisiton 2014-11-15 16 $0.00 4,648 No 4 M Direct
Common Stock, Par Value $.01 Per Share Acquisiton 2014-11-15 958 $0.00 5,606 No 4 M Direct
Common Stock, Par Value $.01 Per Share Disposition 2014-11-17 158 $319.51 5,448 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2014-11-17 200 $322.04 5,248 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2014-11-17 200 $323.65 5,048 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2014-11-17 300 $326.51 4,748 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2014-11-17 100 $320.23 4,648 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Per Share Restricted Stock Unit Award Disposition 2014-11-15 866 $0.00 866 $0.00
Common Stock, Par Value $.01 Per Share Restricted Stock Unit Award Disposition 2014-11-15 305 $0.00 305 $0.00
Common Stock, Par Value $.01 Per Share Restricted Stock Unit Award Disposition 2014-11-15 16 $0.00 16 $0.00
Common Stock, Par Value $.01 Per Share Restricted Stock Unit Award Disposition 2014-11-15 958 $0.00 958 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,968 2013-05-15 2018-02-15 No 4 M Direct
3,088 2014-05-15 2017-02-15 No 4 M Direct
2,219 2014-05-15 2017-02-15 No 4 M Direct
3,848 2014-05-15 2016-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share 71 Indirect Held by the reporting person's Amazon.com 401(k) plan account
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Represents the weighted average sale price. The highest price at which shares were sold was $319.59 and the lowest price at which shares were sold was $319.11.
  3. Represents the weighted average sale price. The highest price at which shares were sold was $322.29 and the lowest price at which shares were sold was $321.78.
  4. Represents the weighted average sale price. The highest price at which shares were sold was $323.76 and the lowest price at which shares were sold was $323.53.
  5. Represents the weighted average sale price. The highest price at which shares were sold was $326.59 and the lowest price at which shares were sold was $326.45.
  6. Converts into Common Stock on a one-for-one basis.
  7. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013, and November 15, 2013; 603 shares on February 15, 2014; 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, and February 15, 2015; 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015, and February 15, 2016; 451 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; 450 shares on February 15, 2017; 1,002 shares on each of May 15, 2017, August 15, 2017, and November 15, 2017; and 1,001 shares on February 15, 2018.
  8. This award vests based upon the following vesting schedule: 305 shares on each of May 15, 2014, August 15, 2014, and November 15, 2014; 303 shares on February 15, 2015; 363 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 361 shares on February 15, 2016; 334 shares on each of May 15, 2016, August 15, 2016, and November 15, 2016; and 333 shares on February 15, 2017.
  9. This award vests based upon the following vesting schedule: 17 shares on May 15, 2014; 16 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 27 shares on each of May 15, 2015, August 15, 2015, and November 15, 2015; 26 shares on February 15, 2016; and 524 shares on each of May 15, 2016, August 15, 2016, November 15, 2016, and February 15, 2017.
  10. This award vests based upon the following vesting schedule: 957 shares on May 15, 2014; 958 shares on each of August 15, 2014, November 15, 2014, and February 15, 2015; 722 shares on each of May 15, 2015 and August 15, 2015; and 723 shares on each of November 15, 2015 and February 15, 2016.