Filing Details
- Accession Number:
- 0001477200-14-000136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 19:26:36
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 19:26:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477200 | Rocket Fuel Inc. | FUEL | Services-Computer Programming, Data Processing, Etc. (7370) | 300472319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1600740 | Joann Covington | 1900 Seaport Blvd Redwood City CA 94063 | Vp, General Counsel, Cpo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-17 | 3,000 | $3.55 | 7,398 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-17 | 3,000 | $18.79 | 4,398 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-17 | 3,000 | $0.00 | 3,000 | $3.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 93,459 | 2022-08-13 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2014.
- One-fourth of the shares subject to the option vested on July 23, 2013 and one forty-eighth of the shares vest monthly thereafter.
Billionaire Hedge Funds
