Filing Details
- Accession Number:
- 0001140361-14-042743
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 19:19:23
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 19:19:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8146 | Astro Med Inc W | ALOT | Computer Peripheral Equipment, Nec (3577) | 050318215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527056 | Ondis W. Albert Of Estate | 600 East Greenwich Avenue West Warwick RI 02893 | No | No | Yes | No | |
| 1527094 | April Ondis | C/O Astro-Med, Inc. 600 E Greenwich Avenue W Warwick RI 02893 | No | No | Yes | No | |
| 1527095 | Alexis Ondis | C/O Astro-Med, Inc. 600 East Greenwich Avenue West Warwick RI 02893 | No | No | Yes | No | |
| 1527099 | Iii W. Albert Ondis | C/O Astro-Med, Inc. 600 E Greenwich Avenue W Warwick RI 02893 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-17 | 22,658 | $13.81 | 1,389,867 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-18 | 6,900 | $13.80 | 1,382,967 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,858 | Indirect | Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis |
| Common Stock | 317 | Indirect | Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III |
| Common Stock | 1,658 | Indirect | Held in trust for a child of Albert W. Ondis, III |
| Common Stock | 122,097 | Direct | |
| Common Stock | 5,614 | Indirect | Held in trust for a child of Alexis Ondis |
| Common Stock | 122,096 | Direct | |
| Common Stock | 650 | Indirect | Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis |
| Common Stock | 124,475 | Direct |
Footnotes
- The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.80 to $13.83, inclusive.
- The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
- These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
- These shares are owned indirectly by Albert W. Ondis, III.
- These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
- These shares are owned directly by Albert W. Ondis, III.
- These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
- These shares are owned directly by Alexis Ondis.
- These shares are owned indirectly by April Ondis.
- These shares are owned directly by April Ondis.
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