Filing Details
- Accession Number:
- 0001127602-14-032719
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 18:47:11
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 18:47:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 104169 | Wal Mart Stores Inc | WMT | Retail-Variety Stores (5331) | 710415188 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194698 | T Michael Duke | 702 S.w. 8Th Street Bentonville AR 72716-0215 | Chairman Of Exec. Committee | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-14 | 74,013 | $53.35 | 1,348,856 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-14 | 60,681 | $82.52 | 1,288,175 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-11-14 | 74,013 | $0.00 | 74,013 | $53.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-01-03 | 2015-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,325 | Indirect | By 401(k) Plan |
| Common Stock | 2,600 | Indirect | By Trust for Wife |
| Common Stock | 50,400 | Indirect | By Wife's Trust for Children |
| Common Stock | 27,300 | Indirect | By Reporting Person's Trust for Children |
Footnotes
- Shares were sold only to cover the exercise price and required tax withholding upon exercise of options. The Reporting Person retained ownership of the net shares.
- Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.
- Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.
- These options became exercisable in five equal annual installments beginning January 3, 2006.
Billionaire Hedge Funds
