Filing Details
- Accession Number:
- 0001225208-14-023534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 18:33:49
- Reporting Period:
- 2014-11-04
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 18:33:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490281 | Groupon Inc. | GRPN | Services-Advertising Agencies (7311) | 270903295 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1533913 | Jason Child | C/O Groupon, Inc. 600 West Chicago Avenue Chicago IL 60654 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2014-11-04 | 22,000 | $8.00 | 477,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | $0.00 | 2013-12-15 | 438,750 | 438,750 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2011-12-20 | 325,000 | 325,000 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2014-12-31 | 400,000 | 400,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 438,750 | 438,750 | Direct | |
| 325,000 | 325,000 | Direct | |
| 400,000 | 400,000 | Direct |
Footnotes
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the sale price per share for each of the transactions on November 4, 2014. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- Twenty-five percent (25%) of the restricted stock units reported on this line will vest on December 15, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on March 15, 2014, subject to Mr. Child's continued employment with the Company through each vesting date.
- 260,000 restricted stock units vested on December 20, 2011. The remainder of Mr. Child's restricted stock units will vest in 16 equal installments at the end of each subsequent three month period, beginning on March 20, 2012, subject to his continued employment with the Company through each vesting date.
- 50,000 of the restricted stock units reported on this line will vest on December 31, 2014, 12,500 of the restricted stock units will vest each quarter, beginning on March 31, 2015, during calendar year 2015, and the remainder of the restricted stock units will vest in equal increments at the end of each of the following eight quarters, beginning on March 31, 2016, in each case subject to Mr. Child's continued employment with the Company through each vesting date.
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