Filing Details
- Accession Number:
- 0001209191-14-069585
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 16:03:25
- Reporting Period:
- 2014-11-15
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 16:03:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1562195 | Carl Lamm | 4698 Willow Road Suite 100 Pleasanton CA 94588 | Vice President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-15 | 1,409 | $27.69 | 22,832 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-11-17 | 625 | $4.30 | 23,457 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-17 | 366 | $11.30 | 23,823 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-17 | 991 | $27.69 | 22,832 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-17 | 625 | $0.00 | 625 | $4.30 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-17 | 366 | $0.00 | 366 | $11.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2022-11-14 | No | 4 | M | Direct | |
5,482 | 2022-02-16 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares withheld by and surrendered to the issuer on November 15, 2014, to satisfy tax withholding obligations that arose in connection with the vesting of a restricted stock unit ("RSU"). The initial RSU for 15,000 shares vests in four equal annual installments, beginning on November 15, 2013.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2013 and amended on November 26, 2013.
- 25% of the granted 30,000 shares underlying this option became exercisable on 11/15/2013. The remaining shares vest in a series of 36 equal monthly installments provided that the Reporting Person continues to provide services to the Issuer.
- One 48th of the granted 17,544 shares vest in equal monthly installments over a 48 month period from the grant date February 17, 2012, provided that the Reporting Person continues to provide services to the Issuer.