Filing Details
- Accession Number:
- 0001140361-14-042640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 15:53:18
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 15:53:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1502377 | Contango Ore Inc. | CTGO | Gold And Silver Ores (1040) | 273431051 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182585 | B John Juneau | 3700 Buffalo Speedway, Suite 925 Houston TX 77098 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2014-11-14 | 63,900 | $6.37 | 105,567 | No | 4 | P | Indirect | By J5D Enterprises, LP, formerly J4D Enterprises LP |
| Common Stock, Par Value $0.01 | Acquisiton | 2014-11-17 | 13,200 | $5.70 | 50,898 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By J5D Enterprises, LP, formerly J4D Enterprises LP |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 | 41,667 | Indirect | By Juneau Exploration, L.P. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (Right to Buy) | $10.00 | 2013-09-22 | 2018-03-22 | 41,667 | 41,667 | Indirect |
| Common Stock | Warrant (Right to Buy) | $10.00 | 2013-09-22 | 2018-03-22 | 41,667 | 41,667 | Indirect |
| Common Stock | Stock Option (Right to Buy) | $10.00 | 2017-12-07 | 75,000 | 75,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-03-22 | 41,667 | 41,667 | Indirect |
| 2018-03-22 | 41,667 | 41,667 | Indirect |
| 2017-12-07 | 75,000 | 75,000 | Direct |
Footnotes
- The price in column 4 is a weighted average price. The prices actually paid ranged from $5.50 to $6.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The price in column 4 is a weighted average price. The prices actually paid ranged from $5.65 to $5.75. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Billionaire Hedge Funds
