Filing Details

Accession Number:
0001140361-14-042615
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-18 14:35:43
Reporting Period:
2014-11-14
Filing Date:
2014-11-18
Accepted Time:
2014-11-18 14:35:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495596 J Thomas Frankowski C/O Quad/Graphics, Inc.
N61 W23044 Harry'S Way
Sussex WI 53089
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-11-14 5,879 $13.47 107,025 No 4 M Direct
Class A Common Stock Acquisiton 2014-11-14 1,200 $19.12 108,225 No 4 M Direct
Class A Common Stock Acquisiton 2014-11-14 1,500 $15.37 109,725 No 4 M Direct
Class A Common Stock Disposition 2014-11-14 8,579 $22.03 101,146 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (Right to Buy) Disposition 2014-11-14 1,379 $0.00 1,379 $13.47
Class A Common Stock Stock Options (Right to Buy) Disposition 2014-11-14 1,312 $0.00 1,312 $13.47
Class A Common Stock Stock Options (Right to Buy) Disposition 2014-11-14 657 $0.00 657 $13.47
Class A Common Stock Stock Options (Right to Buy) Disposition 2014-11-14 656 $0.00 656 $13.47
Class A Common Stock Stock Options (Right to Buy) Disposition 2014-11-14 1,200 $0.00 1,200 $19.12
Class A Common Stock Stock Options (Right to Buy) Disposition 2014-11-14 1,250 $0.00 1,250 $13.47
Class A Common Stock Stock Options (Right to Buy) Disposition 2014-11-14 625 $0.00 625 $13.47
Class A Common Stock Stock Options (Right to Buy) Disposition 2014-11-14 1,500 $0.00 1,500 $15.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,583 2021-11-18 No 4 M Direct
6,038 2021-11-18 No 4 M Direct
3,281 2021-11-18 No 4 M Direct
3,544 2021-11-18 No 4 M Direct
1,200 2021-11-18 No 4 M Direct
7,750 2021-11-18 No 4 M Direct
3,875 2021-11-18 No 4 M Direct
28,500 2019-01-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 6,322 Indirect By 401(a) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Options (Right to Buy) $23.37 2017-01-31 40,000 40,000 Direct
Class A Common Stock Stock Options (Right to Buy) $29.37 2018-01-31 20,000 20,000 Direct
Class A Common Stock Stock Options (Right to Buy) $16.62 2020-01-31 20,000 20,000 Direct
Class A Common Stock Stock Options (Right to Buy) $41.26 2021-01-01 23,929 23,929 Direct
Class A Common Stock Stock Options (Right to Buy) $14.14 2022-01-01 23,929 23,929 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-31 40,000 40,000 Direct
2018-01-31 20,000 20,000 Direct
2020-01-31 20,000 20,000 Direct
2021-01-01 23,929 23,929 Direct
2022-01-01 23,929 23,929 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $22.00 to $22.12. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  2. Became exercisable as to 3,859 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012.
  3. Became exercisable as to 3,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  4. Became exercisable as to 1,838 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  5. Became exercisable as to 1,837 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  6. Became exercisable on May 14, 2012.
  7. Became exercisable as to 3,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  8. Became exercisable as to 1,750 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  9. Became exercisable as to 20,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  10. Became exercisable as to 8,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  11. Became exercisable as to 9,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  12. Became exercisable as to 4,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  13. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
  14. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.