Filing Details
- Accession Number:
- 0001144204-14-069435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 14:00:55
- Reporting Period:
- 2014-11-18
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 14:00:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1568832 | Rcs Capital Corp | RCAP | Security Brokers, Dealers & Flotation Companies (6211) | 383894716 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1490448 | Jr. M Edward Weil | C/O Rcs Capital Corporation 405 Park Ave., 14Th Floor New York NY 10022 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-11-18 | 20,550 | $12.14 | 1,083,958 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $12.10 to $12.14. The price reflected above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Includes 393,992 shares previously reported as held by RCAP Equity, LLC, of which the reporting person is a member. Shares held by RCAP Equity, LLC were distributed pro rata to the reporting person and are now owned directly.
Billionaire Hedge Funds
