Filing Details
- Accession Number:
- 0001127602-14-032585
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-18 13:35:18
- Reporting Period:
- 2014-11-14
- Filing Date:
- 2014-11-18
- Accepted Time:
- 2014-11-18 13:35:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197152 | Keith Thomas | 1 Avx Boulevard Fountain Inn SC 29644 | Vp,President-Kyocera Elect Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-14 | 400 | $11.25 | 400 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-14 | 3,013 | $13.15 | 3,413 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-14 | 3,413 | $14.01 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-17 | 3,242 | $13.15 | 3,242 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-17 | 8,745 | $13.15 | 11,987 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-17 | 11,987 | $14.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-11-14 | 400 | $0.00 | 400 | $11.25 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2014-11-14 | 3,013 | $0.00 | 3,013 | $13.15 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2014-11-17 | 3,242 | $0.00 | 3,242 | $13.15 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-11-17 | 8,745 | $0.00 | 8,745 | $13.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,113 | 2014-04-26 | 2023-04-26 | No | 4 | M | Direct |
| 3,242 | 2009-05-15 | 2018-05-15 | No | 4 | M | Direct |
| 0 | 2009-05-15 | 2018-05-15 | No | 4 | M | Direct |
| 0 | 2009-05-15 | 2018-05-15 | No | 4 | M | Direct |
Billionaire Hedge Funds
